David is an experienced financial services audit and risk professional who has held executive leadership positions with global investment and commercial banking institutions.
He has an extensive history working with capital markets, wealth management, and wholesale banking products and interfacing with governing bodies in both domestic and international jurisdictions.
As a seasoned executive and trusted advisor, David is known for his strategic and practical advice, delivering solutions and driving transformations on risk management, governance, and internal control challenges related to start-up products and functions and responses to enforcement actions.
David is also highly experienced in implementing structural improvements to business, organizational, and control frameworks; and enhancing corporate profiles with regulators and governing bodies.
Based on Long Island, New York, David is a Certified Public Accountant, holds a Certificate in Risk Management Assurance (CRMA), and is a certified Member of the U.K. Chartered Institute of Internal Auditors (MIIA).
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